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FINRA Awards for Debra M. Brown

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0443410/28/2009Claimant(s): A. Bauhaus
Claimant Lawyers(s): Debra M. Brown
Respondent(s): Adam Goldman, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Harold P. Starr, James Fruehling, Howard B. Scherer
Hearing Site: Philadelphia, PA
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