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FINRA Awards for Rickey Lynn Brogan

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0222502/09/2012Claimant(s): Rickey Brogan
Claimant Lawyers(s): Rickey Lynn Brogan
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Arthur L. Tepper
Hearing Site: Nashville, TN
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