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FINRA Awards for Joshua L. Ross

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0126106/27/2017Claimant(s): Jan Tullis, Scott Tullis
Claimant Lawyers(s): Joshua L. Ross
Respondent(s): Andrew Hall, Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Rick D. Hampton, Stephany Adriene Watson, Paul R. Meyer
Hearing Site: Portland, OR
Checkmark Icon$191,772
12-0165308/27/2013Claimant(s): Daniel Dickau, Heather Dickau
Claimant Lawyers(s): Joshua L. Ross
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): Daniel B. MacLeod, Thomas R. Dreiling, Katherine H. O'Neil
Hearing Site: Portland, OR
Checkmark Icon$220,300

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