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FINRA Awards for Lucas A. Ferrara

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0198706/07/2016Claimant(s): Estate of John Montfort
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Candace Weir, Peter Bulger, Robert Benton, C. L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Lucas A. Ferrara, Daniel P. Lund, Carl J. Disalvatore
Hearing Site: New York, NY
Checkmark Icon$10,000,000
13-0281506/07/2016Claimant(s): Estate of Beverly Montfort
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Candace Weir, C. L. King & Associates.
Respondent Lawyers(s): Matthew Farley
Arbitrator(s): Lucas A. Ferrara, Daniel P. Lund, Carl J. Disalvatore
Hearing Site: New York, NY
Checkmark Icon$0
10-0245806/30/2011Claimant(s): David Dateshidze, Irakli Glonti
Claimant Lawyers(s): Arnold I. Kalman
Respondent(s): RBC Dain Rauscher.
Respondent Lawyers(s): Brian F. Amery
Arbitrator(s): James J. Fishman, Lucas A. Ferrara, Judith E. Gross
Hearing Site: New York, NY
Checkmark Icon$0

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