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FINRA Awards for Steven Michael McCauley

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0100607/15/2022Claimant(s): Frank K. Lee, IRA
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): First Kentucky Securities Corporation
Respondent Lawyers(s): Richard S. Frankowski
Arbitrator(s): Stuart D. Summers, Steven Michael McCauley, Kim L. Kirn
Hearing Site: Louisville, KY
Checkmark Icon$609,050

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