FINRA Awards for Samuel B. Garber

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 2 out of 2 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-03337	02/25/2015	Claimant(s): Nicholas Custer, Nicholas R. Custer, IRA Claimant Lawyers(s): Susan E. Fisher Respondent(s): Leslie Goldstein, Robert Hart, Sigma Financial Corporation Respondent Lawyers(s): Meagan A. Lamberti Arbitrator(s): Samuel B. Garber Hearing Site: Chicago, IL		$600
11-00768	05/07/2013	Claimant(s): Cathy Caire, Robert Caire Claimant Lawyers(s): John S. Burke Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Miriam Bahcall Arbitrator(s): Samuel B. Garber Hearing Site: Chicago, IL		Expungement