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FINRA Awards for James N. D'Orso

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0193307/02/2010Claimant(s): Andre Hawit
Claimant Lawyers(s): Andre Hawit
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A. J. Borrelli
Arbitrator(s): Joan N. Mensinger, James N. D'Orso, Dean J. Dietrich
Hearing Site: San Francisco, CA
Checkmark Icon$0
08-0132508/28/2009Claimant(s): Olivia Herman
Claimant Lawyers(s): Frederick Herman
Respondent(s): Colleen Langs, Charles Schwab & Co.., Marcia Novick
Respondent Lawyers(s): Cameron Stout
Arbitrator(s): Carlos Richard Mangum, James N. D'Orso, Dean J. Dietrich
Hearing Site: San Francisco, CA
Checkmark Icon$0

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