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FINRA Awards for Van R. Oliver

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0416706/29/2010Claimant(s): Michael Tepper Revocable Trust
Claimant Lawyers(s): P. David Newsome
Respondent(s): Capital West Securities.
Respondent Lawyers(s): Joe M. Hampton
Arbitrator(s): Van R. Oliver
Hearing Site: Oklahoma City, OK
Checkmark Icon$21,442
07-0097905/30/2008Claimant(s): Benjamin Abney
Claimant Lawyers(s): Ira L. Edwards
Respondent(s): Sanders Morris Harris Inc.
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Edwin E O'Brien, Van R. Oliver, Mary Day Smelser
Hearing Site: Oklahoma City, OK
Checkmark Icon$0

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