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FINRA Awards for Steven L. Miller

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0563003/25/2011Claimant(s): Exemption B-2 Wohl Family Trust, The Wohl Family Trust
Claimant Lawyers(s): Steven L. Miller
Respondent(s): Gregory Iglow, Oppenheimer & Co.., Michael Rosenmayer
Respondent Lawyers(s): Ellen Sheridan-Cona
Arbitrator(s): Neil S. Jasper, Arthur T. Berggren, Mason A. Dinehart
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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