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FINRA Awards for Mary Morlas IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0501202/24/2010Claimant(s): Mary Morlas, Mary Morlas IRA, Mary R. Morlas Trust
Claimant Lawyers(s): Elizabeth A. Lowery
Respondent(s): Christopher Kennedy, John Kennedy, Robert Weaver, RBC Capital Markets LLC
Respondent Lawyers(s): Abe Lampart
Arbitrator(s): William J. Adams
Hearing Site: Los Angeles, CA
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