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FINRA Awards for Nancy Legum

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0354102/13/2015Claimant(s): Anthony Kurtz, Nancy Legum
Claimant Lawyers(s): Paul C. Kurtz
Respondent(s): RBC Capital Markets LLC, Samuel Koltun
Respondent Lawyers(s): Priscilla A. Donovan
Arbitrator(s): Jeffry L. Perlman, Chris J. Conanan, Michael R. Snow
Hearing Site: Washington, DC
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