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FINRA Awards for Philip Katen

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0130411/18/2019Claimant(s): Elizabeth Katen, Philip Katen, Ryan Katen, Timothy Katen
Claimant Lawyers(s): Robert H. Rex
Respondent(s): The Tidal Group.
Respondent Lawyers(s): Greg Weselka
Arbitrator(s): Gregory P. Szuter, Daniel G. Zeiser, Kathleen P. Helbig-Hannan
Hearing Site: Cleveland, OH
Checkmark IconDismissed by Rule 12206/12504

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