Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01319 | 01/04/2019 | Claimant(s): Altenhofen Revocable Trust Claimant Lawyers(s): Jeffrey B. Kaplan Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Barbara M. Zak, Jeffrey E. Skogsbergh, Yvonne Brathwaite Burke Hearing Site: Los Angeles, CA |  | Expungement |
| 13-02687 | 03/24/2015 | Claimant(s): Sumant Rawat, Sumant Rawat MD Keogh Profit Sharing Pla Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Donald N. Tolin, Baldwin Ranson Hearing Site: Denver, CO | | Expungement |
| 11-01265 | 01/31/2013 | Claimant(s): The Eckenrod Living Trust Dtd. 5/12/87 Claimant Lawyers(s): Edward H. Glenn Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): William McC. Montgomery Arbitrator(s): Michael D. Harrison Hearing Site: Los Angeles, CA | | Expungement |