Potomac Analytics' Logo

FINRA Awards for John Fleming Kelly

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 2 out of 2 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0533609/02/2010Claimant(s): Howard Rubin
Claimant Lawyers(s): Howard A. Rubin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): John Fleming Kelly
Hearing Site: Albuquerque, NM
Checkmark Icon$163
09-0683908/19/2010Claimant(s): Christopher Carter
Claimant Lawyers(s): Christopher Carter
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): John Fleming Kelly
Hearing Site: Salt Lake City, UT
Checkmark Icon$319

2 Results

Display: