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FINRA Awards for Kay M. Dunn

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0511702/23/2012Claimant(s): Kay Dunn, Joseph Charles MacCabe III
Claimant Lawyers(s): Joseph C. MacCabe, Kay M. Dunn
Respondent(s): Byron Preuss, Russell Childs, Cambridge Legacy Securities LLC, IMS Securities.
Respondent Lawyers(s): Brian A. Carlis, J. Randle Henderson
Arbitrator(s): Sherry R. Wetsch, William R. Jonson, Mary Esther Escobedo
Hearing Site: Houston, TX
Checkmark Icon$30,000

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