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FINRA Awards for Thomas L. Dueber

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0294407/31/2013Claimant(s): Mary Power
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Elin B. Young
Arbitrator(s): Thomas L. Dueber
Hearing Site: Denver, CO
Checkmark IconExpungement

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