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FINRA Awards for Thomas L. Dueber

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0185410/15/2015Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Joshua F. Bugos
Respondent(s): Eric Erickson
Respondent Lawyers(s): Eric John Erickson
Arbitrator(s): Thomas L. Dueber
Hearing Site: Denver, CO

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