Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-02801 | 11/18/2014 | Claimant(s): Carolyn Erskine Claimant Lawyers(s): Christopher C. Cooke Respondent(s): LPL Financial LLC, Michael Allard, National Planning Corporation Respondent Lawyers(s): Jon D. Kaplon, Louie H. Castoria, Michael T. Regan Arbitrator(s): William Ziering, Thomas J. LoSavio, Kevin C. Coleman Hearing Site: San Francisco, CA |  | Dismissed by Rule 12206 |
| 12-00949 | 02/20/2013 | Claimant(s): Anthonio Ricatti, Dana Ganci, Gloria Helman, John Ganci, Michael Allard Claimant Lawyers(s): Joshua A. Katz Respondent(s): Commonwealth Financial Network Respondent Lawyers(s): Peter King Arbitrator(s): Linda M. Granata, Michael A. Levin, Glenn Franklin Fuller Hearing Site: Ft. Lauderdale, FL | | Dismissed by Rule 12206 |