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FINRA Awards for Ronald W. Lane

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0291410/01/2021Claimant(s): Ronald Lane, The Ronald W. Lane Rollover IRA
Claimant Lawyers(s): Ronald W. Lane
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mary M. O'Neil
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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