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FINRA Awards for CIC Capital Management Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0146502/23/2010Claimant(s): CIC Capital Management Company, CIC Financial, Cobb Investment Company
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Joe Hamilton, Morgan Keegan & Company.
Respondent Lawyers(s): Melinda Lucas Peevy
Arbitrator(s): David L. Walby, John F. O'Neill, James Edward Seale
Hearing Site: Birmingham, AL
Checkmark Icon$1,073,000

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