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FINRA Awards for Investec Ernest & Company

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0200208/12/2008Claimant(s): Juluru Rao
Claimant Lawyers(s): Kim Steven Juhase
Respondent(s): Mark Ketner, Investec Ernest & Company
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Sandralin J. Kiss, Renee S. Rothschild, Sharon A. McCloskey
Hearing Site: Newark, NJ
Checkmark IconStipulated Award and Expungement

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