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FINRA Awards for Dec

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0045605/11/2021Claimant(s): Estate of Charles Hunter Montgomery, Dec, The Montgomery Children's 1998 Trust
Claimant Lawyers(s): William Fred Hagans
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Thomas A. Martin, Michael Hendryx, Jonathan Charles Day
Hearing Site: Houston, TX
Checkmark Icon$172,813

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