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FINRA Awards for Adrian E. Mazar

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0093705/31/2019Claimant(s): West Chicago Police Pension Fund
Claimant Lawyers(s): Jeffrey Finley
Respondent(s): Edward Jones
Respondent Lawyers(s): Alexander Martin Madrid
Arbitrator(s): Ray J. Grzebielski, Robert Biondi, Adrian E. Mazar
Hearing Site: Chicago, IL
Checkmark Icon$0
12-0370305/06/2016Claimant(s): Adrienne Byrne, Corinne Marks, Errol Rafacz, Kimberly Livingston, Martin Rafacz, Nichole Arnott, Pamela Rafacz-Serna, Last Will & Testament of Henry J. Rafacz
Claimant Lawyers(s): Adrienne Byrne, Corinne Marks, Errol Rafacz, Kimberly Livingston, Martin Rafacz, Nichole Arnott, Pamela Rafacz-Serna
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Christopher S. Pickett
Arbitrator(s): Raymond P. Buschmann, Adrian E. Mazar, James A. Murphy
Hearing Site: Chicago, IL
Checkmark Icon$0

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