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FINRA Awards for Donald Dewaay

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0085606/09/2017Claimant(s): Thomas Lally, Thomas C. and Nancy G. Lally Rev Trust
Claimant Lawyers(s): Gail E. Boliver
Respondent(s): Donald DeWaay, DeWaay Capital Management., DeWaay Financial Network
Respondent Lawyers(s): Donald Gene DeWaay, Donald Dewaay, Kristi Irving
Arbitrator(s): Thomas J. Gmeinder, Betty R. Crumpton, Thomas J. Duff
Hearing Site: Des Moines, IA
Checkmark Icon$880,425
16-0054201/19/2017Claimant(s): Lisa Parmerlee
Claimant Lawyers(s): Gail E Boliver
Respondent(s): Donald Dewaay, Dewaay Financial Network
Respondent Lawyers(s): Donald Gene Dewaay, Robie Howe
Arbitrator(s): Richard Djokic
Hearing Site: Denver, CO
Checkmark Icon$337,000

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