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FINRA Awards for Carlton A. Butler

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0474203/16/2012Claimant(s): Corbin Robertson
Claimant Lawyers(s): Fletcher V. Trammell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Antoinette M. Romano, Carlton A. Butler, Allan R. Lazor
Hearing Site: Houston, TX
Checkmark Icon$206,107
09-0251106/10/2010Claimant(s): AJ Waight, Suann Waight
Claimant Lawyers(s): Mark Schwartz
Respondent(s): John Gorman, Robert Gillette, Tejas Securities Group., Tejas Securities.
Respondent Lawyers(s): Jamie Rose, Robert Edward Gillette, Thomas L. Branch
Arbitrator(s): Raymond C. Kerr, Carlton A. Butler, Austin Martin O'Toole
Hearing Site: Houston, TX
Checkmark Icon$0

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