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FINRA Awards for The Elaine Peconi Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0266104/02/2018Claimant(s): Elaine Peconi, The Elaine Peconi Trust
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Mary M. O'Neil, Natalie Panossian-Bassler, Stephen Mack
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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