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FINRA Awards for Ken Pollock

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0063207/27/2010Claimant(s): Elizabeth Richert
Claimant Lawyers(s): Elizabeth K. Richert
Respondent(s): Timothy Ruggiero, Brookshire Securities Corporation
Respondent Lawyers(s): Ken Pollock
Arbitrator(s): Jonathan H. Parker, Lawrence S. Silver, Jeffrey R. Roth
Hearing Site: Miami, FL
Checkmark Icon$17,500

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