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FINRA Awards for Nelson I. Fishman

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0038905/23/2012Claimant(s): Mary Pukatch, William Pukatch
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Neal Smalbach
Respondent Lawyers(s): Whitney Krosse
Arbitrator(s): Nelson I. Fishman
Hearing Site: Tampa, FL
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06-0508210/22/2007Claimant(s): Anne Snyder
Claimant Lawyers(s): Ronald H. Jarashow
Respondent(s): A.G. Edwards & Sons., Robert Hopkins
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Nelson I. Fishman, Lester Louis Adams, Gregory R. Banasz
Hearing Site: Baltimore, MD
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