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FINRA Awards for Arthur Erwin Peabody

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0248005/31/2019Claimant(s): Alfred De Arellano, Georgina Despradel
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Jaime J. Aponte-Parsi, Edward S. Koppman, Arthur Erwin Peabody
Hearing Site: San Juan, PR
Checkmark IconExpungement

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