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FINRA Awards for Hollie M. Mason

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Displaying 21-25 out of 25 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0101512/21/2010Claimant(s): Stewart & Frieda Fuhrmann JT TEN
Claimant Lawyers(s): Stewart M. Fuhrmann
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Abraham Harry Bunis
Hearing Site: Newark, NJ
Checkmark Icon$0
09-0533609/02/2010Claimant(s): Howard Rubin
Claimant Lawyers(s): Howard A. Rubin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): John Fleming Kelly
Hearing Site: Albuquerque, NM
Checkmark Icon$163
09-0716708/05/2010Claimant(s): Sadasiva Seshagiri Rao Rayavarapu
Claimant Lawyers(s): Scudder G Stevens
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Wilmington, DE
Checkmark Icon$213
10-0018107/19/2010Claimant(s): Hintze Family Revocable Living Trust
Claimant Lawyers(s): Ronald M. Hintze
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Janice L. Burnham
Hearing Site: Norfolk, VA
Checkmark Icon$25,425
06-0301405/19/2008Claimant(s): Berniece M Bonebrake Rev Trust
Claimant Lawyers(s): J. L. Spray
Respondent(s): Brian Schuster, Wachovia Securities, Rebecca Engle
Respondent Lawyers(s): Brian J. Schuster, Martin M. Berliner, Todd Ratner
Arbitrator(s): Felix Beard Davidson, Thomas C. Lauritsen, Hollie M. Mason
Hearing Site: Omaha, NE
Checkmark Icon$98,709

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