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FINRA Awards for Marc A. Winters

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0223801/08/2010Claimant(s): Diane Resch
Claimant Lawyers(s): Arnold Y. Steinberg
Respondent(s): Oppenheimer & Co.., Philip Cimino, William Resch
Respondent Lawyers(s): Arnold Y. Steinberg, Peter Byer
Arbitrator(s): Karl F. Meyers, Marc A. Winters, James G. Kirk
Hearing Site: Pittsburgh, PA
Checkmark IconStipulated Award and Expungement

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