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FINRA Awards for John H. Foster

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0433803/10/2011Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Charles M. Dalziel
Respondent(s): Diana Swan
Respondent Lawyers(s): Thomas R. Mason
Arbitrator(s): Stephen Z. Frank, B. J. Krintzman, John H. Foster
Hearing Site: Boston, MA
Checkmark Icon$0
06-0386305/14/2008Claimant(s): Valerie Simmons
Claimant Lawyers(s): Michael J. Liston
Respondent(s): Capitol Securities & Associates.
Respondent Lawyers(s): Michael R. Christy
Arbitrator(s): Richard J. Grahn, Nancy E. Watters, John H. Foster
Hearing Site: Boston, MA
Checkmark Icon$103,500

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