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FINRA Awards for Carl Davis

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0153301/11/2013Claimant(s): Andrew Clark, Melinda Clark
Claimant Lawyers(s): Andrew L. Clark
Respondent(s): Carl Davis, Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
Checkmark Icon$0
12-0137110/16/2012Claimant(s): Carl Davis
Claimant Lawyers(s): David M. White
Respondent(s): John Miller
Respondent Lawyers(s): John Stenning Miller
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206

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