Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-03709 | 12/08/2015 | Claimant(s): Carolyn McCool, Joshua Nehring Claimant Lawyers(s): William R. Fishman Respondent(s): Stifel, Nicolaus & Co.., Duane Smith Respondent Lawyers(s): Duane Ariel Smith, James C. Browning Arbitrator(s): James Patrick Beck, Ronald G. Guida, Bruce J. Pederson Hearing Site: Denver, CO |  | Expungement |
| 13-00349 | 02/28/2014 | Claimant(s): Robert and Noel Dickson Claimant Lawyers(s): James S. Helfrich Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): James Patrick Beck Hearing Site: Denver, CO | | $300 |