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FINRA Awards for Connecticut College

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0149007/09/2010Claimant(s): Connecticut College
Claimant Lawyers(s): James T. Shearin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): June Y. Kilmarx, Sean Michael Peoples, James J. Gadarowski
Hearing Site: New London, CT
Checkmark Icon$363,503

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