| 09-05472 | 12/02/2010 | Claimant(s): Mary McIntire, Thomas Grant
Claimant Lawyers(s): Eliot D. Shavin
Respondent(s): John Sprague, AFS Brokerage., Evolve Securities., First Midamerica Investment Corporation, Sprague Captial Management Group
Respondent Lawyers(s): David A. Calhoun, Douglas Hemke, Kenneth Shade, CCO, Patrick Lanier, Phillips A. Danks
Arbitrator(s): Linda Broocks, William S. Hopkins, Michael S. Wilk
Hearing Site: Houston, TX
|  | $261,300 |
| 09-00941 | 11/08/2010 | Claimant(s): Douglas Hemke
Claimant Lawyers(s): John J. Miller
Respondent(s): Northland Securities.
Respondent Lawyers(s): Jeffrey D. Hanslick
Arbitrator(s): Mark S. Foster, Bruce Keplinger, Michael Braude
Hearing Site: Kansas City, MO
| | $180,000 |
| 06-05018 | 11/01/2007 | Claimant(s): Est. of D. Cermak, Patricia Prinds, Exe
Claimant Lawyers(s): Barry D. Estell
Respondent(s): Douglas Hemke, First Midamerica Investment Corp.
Respondent Lawyers(s): Jeffrey Jamieson
Arbitrator(s): Keith U. Martin, David A. Nixon, Michael J. Hunter
Hearing Site: Kansas City, MO
| | $230,000 |
