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FINRA Awards for Roger Moore

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0188803/31/2008Claimant(s): Roger Moore
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): H.D. Vest Investment Services
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): Gerald D. Wygant, George H. Speciale, William J. Chambers
Hearing Site: Boise, ID
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