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FINRA Awards for Edward Herbst

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0427609/26/2019Claimant(s): Edward Trieber
Claimant Lawyers(s): Barry Bordetsky
Respondent(s): Edward Herbst, Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
Checkmark Icon$0
14-0285212/01/2016Claimant(s): Omega Facility Services Solutions Surety
Claimant Lawyers(s): Brandon S. Steele
Respondent(s): Edward Herbst, Wellington Shields & Co.
Respondent Lawyers(s): Neil A. Sussman
Arbitrator(s): Thomas H. Barnard, Christopher M. McMurray, John C. Aten
Hearing Site: Charleston, WV
Checkmark Icon$0

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