FINRA Awards for Sharon Lanette Ervin

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Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00137	11/10/2023	Claimant(s): Frances Norman, Joe Norman, Joyce Bowman, Rita Manuel, William Bowman, Frances D. Norman IRA, Joe Bill Norman IRA, Joyce T. Bowman IRA, Rita Manuel IRA, William G. Bowman IRA Claimant Lawyers(s): Matt Wolper Respondent(s): James Woods, Oppenheimer & Co.., Julie Jones Respondent Lawyers(s): James Wallace Woods, Julie Adelle Jones, William E. Mahoney Arbitrator(s): James Michael Belk, Daniel F. Piar, Sharon Lanette Ervin Hearing Site: Charlotte, NC		$0
22-02948	06/21/2023	Claimant(s): Nancy Everidge Claimant Lawyers(s): Stefan Apotheker Respondent(s): Britt Wright, Iris Israel, James Woods, Oppenheimer & Co.., Julie Jones, Michael Mooney, Penny Flippen, Livingston Group Asset Management Respondent Lawyers(s): Britt Franklin Wright, Iris Cecelia Israel, James Wallace Woods, John J. Woods, Julie Adelle Jones, Michael Jeremiah Mooney, Penny Gail Flippen, William E. Mahoney Arbitrator(s): Charles L.A. Terreni, Victoria Liccione, Sharon Lanette Ervin Hearing Site: Charlotte, NC		Withdrawn