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FINRA Awards for United Equity Securities

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0199909/22/2011Claimant(s): Mary Pitman
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): United Equity Securities
Respondent Lawyers(s): William B. Park
Arbitrator(s): George Felos, Frank Brenner, Jason D. White
Hearing Site: Tampa, FL
Checkmark Icon$248,800
09-0723103/07/2011Claimant(s): Sonie Kim
Claimant Lawyers(s): Leonard Steiner
Respondent(s): William Park, United Equity Securities
Respondent Lawyers(s): William Brown Park
Arbitrator(s): Michael M. Hachigian
Hearing Site: Los Angeles, CA
Checkmark Icon$135,225

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