Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01050 | 11/06/2020 | Claimant(s): Victor Wickwire Claimant Lawyers(s): Thomas R Wickwire Respondent(s): TD Ameritrade Clearing. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): John J. Fitzpatrick Hearing Site: Anchorage, AK |  | $22,929 |
| 20-00338 | 06/25/2020 | Claimant(s): William DeFeo Claimant Lawyers(s): William Defeo Respondent(s): TD Ameritrade Clearing., TD Ameritrade., TD Ameritrade Investment Management LLC Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Edward W. Morris Hearing Site: Newark, NJ | | $125 |
| 19-01356 | 10/23/2019 | Claimant(s): Hans Brost, Cabo FTL Systems, LC Claimant Lawyers(s): Hans Brost Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Kendall C. Reed Hearing Site: Los Angeles, CA | | $0 |
| 19-01004 | 09/06/2019 | Claimant(s): Hamilton Durning Claimant Lawyers(s): Hamilton L. Durning Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ | | $0 |
| 18-03034 | 07/11/2019 | Claimant(s): Jocelyne Nwaisser, Nader Nwaisser Claimant Lawyers(s): Gerard Martorano Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Thomas E. Shuck Hearing Site: Los Angeles, CA | | $425 |
| 18-02259 | 10/16/2018 | Claimant(s): 10 Casper Partners LLC Claimant Lawyers(s): David L. Ball Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Howard Alan Grinsberg Hearing Site: Newark, NJ | | $0 |
| 18-01470 | 09/26/2018 | Claimant(s): Michelle Banasch Claimant Lawyers(s): Scott I. Batterman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Ilana Herscovitz Reid Arbitrator(s): Carol M. Egan Hearing Site: Honolulu, HI | | $17,703 |