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FINRA Awards for Capital West Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0259303/08/2011Claimant(s): The Estate of Lawanda Padgett
Claimant Lawyers(s): Kurtis J. Ward
Respondent(s): Capital West Securities.
Respondent Lawyers(s): Joe M. Hampton
Arbitrator(s): Bill H. Brister
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
09-0416706/29/2010Claimant(s): Michael Tepper Revocable Trust
Claimant Lawyers(s): P. David Newsome
Respondent(s): Capital West Securities.
Respondent Lawyers(s): Joe M. Hampton
Arbitrator(s): Van R. Oliver
Hearing Site: Oklahoma City, OK
Checkmark Icon$21,442

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