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FINRA Awards for Betty Bailey IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0314109/11/2019Claimant(s): Betty Bailey, Betty Bailey IRA
Claimant Lawyers(s): David W. Miller
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Paul D. Flack
Arbitrator(s): Lynne M. Gomez, Camille Morris Tankersley, Heather Gaile Layton
Hearing Site: Houston, TX
Checkmark Icon$555,000

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