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FINRA Awards for David Rothschild

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0450906/15/2009Claimant(s): David Rothschild
Claimant Lawyers(s): David J. Rothschild
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Diane M. Brown
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
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