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FINRA Awards for Daniel L. Carroll

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0097210/15/2007Claimant(s): The Gorak Foundation Trust
Claimant Lawyers(s): Daniel L. Carroll
Respondent(s): Dean Friedman
Respondent Lawyers(s): Brett Sherman
Arbitrator(s): Diane Ciccone, Linda S. Cole, Walter M. Schackman
Hearing Site: New York, NY
Checkmark Icon$22,342

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