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FINRA Awards for Deborah Pfeiffer

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0022003/07/2017Claimant(s): Deborah Pfeiffer, Virginia M. Pizzi Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): David F. Simon, Millicent B. Athanason, Brian Patrick Quinn
Hearing Site: Tampa, FL
Checkmark IconExpungement

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