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FINRA Awards for Steele T. Williams

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0099705/06/2013Claimant(s): Michael Ryan
Claimant Lawyers(s): Steele T. Williams
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Roger W. Van Deusen, Ruth C. Adrian, Robert Knickerbocker
Hearing Site: Tampa, FL
Checkmark IconExpungement
11-0372711/01/2012Claimant(s): Suzanne Kreis
Claimant Lawyers(s): Steele T. Williams
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Brian C. Hale
Arbitrator(s): Kenneth R. Starr
Hearing Site: Tampa, FL
Checkmark Icon$0
08-0023603/10/2009Claimant(s): Bruce Graves
Claimant Lawyers(s): Steele T. Williams
Respondent(s): A.G. Edwards & Sons., Robert Kahne
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Michael A. Lynch, William F. Glaser, Kenneth R. Starr
Hearing Site: Tampa, FL
Checkmark Icon$0

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