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FINRA Awards for Robert Paretti

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0269308/26/2011Claimant(s): David Halter
Claimant Lawyers(s): James W. Halter
Respondent(s): Robert Paretti, RBC Capital Markets LLC
Respondent Lawyers(s): Joseph F. Generelli, Joseph F. Generlli
Arbitrator(s): Charles L. Prothero
Hearing Site: Newark, NJ
Checkmark IconStipulated Award and Expungement

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