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FINRA Awards for Joseph A. Vallo

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0221806/23/2021Claimant(s): Gregory Zeifman
Claimant Lawyers(s): David C. Silver
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Amy B. Bard
Arbitrator(s): Joseph A. Vallo, Martin A. Feigenbaum, Gloria O. North
Hearing Site: Boca Raton, FL
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