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FINRA Awards for John E. Plock

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0279410/21/2008Claimant(s): Annika Clark
Claimant Lawyers(s): Steven M. Feder
Respondent(s): Derek Kent, Sagepoint Financial.
Respondent Lawyers(s): Gene R. Thornton, William D. Nelson
Arbitrator(s): Robert D. Greenlee, John E. Plock, Bernard A. Clark
Hearing Site: Denver, CO
Checkmark Icon$549,918

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